FOIA Quick Guide for First Amendment Auditors

A one-page field reference (federal FOIA; state/local = state records laws). Not legal advice.

FOIA at a glance

  • What it is: A federal law that lets anyone request existing federal agency records in any format the agency keeps.
  • What it isn’t: A tool for questions, explanations, or creating new records. For state, county, city, or local police, use your state’s public records law.
  • Who can file: Any person. No citizenship requirement.
  • Where to file: The federal agency that holds the records. Many use portals listed on FOIA.gov.
  • Clock: Agency responds within 20 business days to grant, deny, or extend. Complex requests often get a 10-day extension.
  • Fees: Three requester types—news media/educational, commercial, and “other.” Fees can cover search, review, and duplication. Ask for a fee waiver and fee cap.

What to request

  • “Records”: emails, memos, incident reports, policies, training docs, body-cam footage, CAD logs, audit logs, databases, contracts, calendars, metadata.
  • Scope smartly: people, offices, keywords, date ranges, case numbers, locations, file types.
  • Preferred format: request “native electronic format with metadata” when available (e.g., CSV, PST, MP4).

Six-step process

  1. Target the holder: Identify the component office most likely to own the records.
  2. Draft a precise ask: Narrow by dates, custodians, and clear keywords.
  3. State your role: If you publish video or articles, request news media fee status.
  4. Add fee language: Ask for a public interest fee waiver and set a fee cap (e.g., “Do not exceed $25 without consent”).
  5. Delivery terms: Request electronic delivery via email or secure download.
  6. Track & follow up: Save your submission, tracking number, and calendar the 20-day mark.

Request template (paste-ready)

Subject: FOIA Request – [Topic/Date Range/Office]

To the FOIA Office of [Agency/Component],

This is a request under the Freedom of Information Act, 5 U.S.C. § 552.
Please provide the following records:

  1. [Record type(s)] concerning [topic/incident/case no.], created or received [start date] through [end date], held by [office/unit].
  2. All emails of [names/titles] containing [keywords] during the same period.
  3. Any policies, directives, or training materials regarding [topic] in effect during that period.

Format: Provide records in native electronic format with metadata (e.g., CSV, PST, MP4), delivered by email or secure link.

Fees: I request news media fee status. Please apply a public interest fee waiver. Do not incur fees over $25 without approval.

Expedite: Requested because [brief, concrete urgency showing compelling need].

If any portion is exempt, release all segregable parts and explain each withholding with the applicable FOIA exemption.

My contact info: [Name, Email, Phone, Mailing Address]

Sincerely,
[Your Name]

Fast follow-ups

  • No response by day 20: Send a polite status inquiry with your tracking number.
  • Extension notice: Ask which parts are delayed and request a rolling release.
  • Overbroad claim: Offer narrowed date ranges, fewer custodians, or staged searches.
  • Improper fees: Reiterate your requester category, fee waiver basis, and fee cap.

Appeals & mediation

  • Administrative appeal: Due within 90 days of an adverse decision (check the letter for exact window). Argue each point: scope, search adequacy, exemptions, fee status, and public interest.
  • OGIS mediation: Free, non-binding help from the Office of Government Information Services for disputes and delays.

Exemptions (quick cheat sheet)

  • 1: Classified national security
  • 3: Withheld by another statute
  • 4: Trade secrets/confidential commercial info
  • 5: Privileged inter/intra-agency memos (deliberative, attorney-client, work product)
  • 6: Personal privacy
  • 7(A-F): Law-enforcement records (interference, fair trial, personal privacy, confidential sources/techniques, safety)
  • 9: Wells data (rare)

Tip: Ask for segregable portions and a Vaughn index (itemized justification) for withholdings.

Auditor-focused records tips

  • Body-cam or fixed-camera footage for a listed incident number and time window
  • Use-of-force or complaints policy in effect on [date]
  • CAD/dispatch logs for a defined incident, location, and hour range
  • Emails between named officers and public-information staff referencing your channel name or keywords
  • Training slide decks for public recording, press rights, and public-space encounters
  • Internal audits or after-action reviews tied to a case number

Fee status & waiver bullets

  • News media status when you gather information and publish to the public (YouTube, site, newsletter).
  • Public interest waiver when disclosure informs the public about government operations and not your personal interest. Provide your audience size, examples of coverage, and planned publication.

Quality checklist

  • Clear timeframe
  • Named custodians
  • Specific keywords
  • Native format + metadata
  • Fee status + waiver + cap
  • Rolling release request
  • Segregability + Vaughn index language
  • Contact info

Common pitfalls

  • Vague topics with no dates or custodians
  • Questions instead of records
  • Ignoring component offices that actually hold the files
  • No fee cap
  • Skipping the appeal window

Useful references

  • FOIA.gov – agency portals, contact list, basics, stats
  • OGIS – mediation and guidance from the National Archives